Search for: "High Frequency Trading Systems LLC"
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26 Mar 2012, 2:00 am
Also included in the SEC’s probe are Getco LLC and Tradebot Systems, Inc. [read post]
30 Mar 2011, 12:18 pm
In this case the 41-year-old defendant was a former computer programmer at Goldman Sachs Group Inc. before taking a job at Teza Technologies LLC, a high-frequency trading startup in Chicago. [read post]
19 Mar 2011, 4:37 pm
A former Goldman Sachs Group computer programer was sentenced to eight years in prison for stealing secret code used in the Wall Street bank’s valuable high-frequency trading system. [read post]
1 Oct 2015, 4:34 am
By Jacquelyn LumbHigh-frequency trading firm, Latour Trading LLC, has settled SEC charges that it violated the market access rule and Regulation NMS, which resulted in its receipt of executions and exchange rebates that it should not have received and that other market participants might have received were it not for Latour’s violations. [read post]
20 Apr 2012, 8:10 am
In April of 2009, Aleynikov joined Teza Technologies LLC as an Executive Vice President to develop Teza’s high-frequency trading system. [read post]
1 Mar 2011, 6:22 am
He was promoted to trader and given access to the company’s high-frequency trading software in April 2009, according to prosecutors.Later, during 10 to 12 meetings with Tower executives, he shared some aspects of a Societe Generale trading program called DQS, for “distributed quotation system,” Agrawal said. [read post]
7 Nov 2023, 8:37 am
Notably, this case marked the SEC’s first instance of addressing high-frequency trading manipulation, and it underscored the SEC’s commitment to pursuing market manipulators, irrespective of their trading sophistication. [read post]
3 Nov 2022, 11:41 am
Non-traded REITs are Complex, High-risk Investments Non-traded REITs are illiquid. [read post]
26 Sep 2018, 2:39 pm
” See Regulation of NMS Stock Alternative Trading Systems, 83 Fed. [read post]
26 Sep 2018, 2:39 pm
” See Regulation of NMS Stock Alternative Trading Systems, 83 Fed. [read post]
23 Jun 2021, 7:41 am
Excessive trading, also known as churning, occurs when a securities broker executes trades in a customer’s account at an unsuitable frequency in an effort to increase their own commissions. [read post]
27 Apr 2015, 2:39 pm
He apparently transferred computer data from Goldman's high-frequency trading platform to a remote server in Germany, allegedly for use at Teza. [read post]
21 May 2021, 10:23 am
Citadel Securities LLC, a broker-dealer affiliate of a high-frequency trading firm, paid $22.6 million to settle charges that it misled clients by claiming its algorithm sought to obtain the best price in the marketplace when it did not. [read post]
4 Dec 2023, 1:45 pm
Here’s how it typically works: Placing Orders: A trader will place a large number of buy or sell orders (often using high-frequency trading algorithms) with no intention of executing them. [read post]
15 Oct 2010, 10:02 am
[He] was responsible for developing and maintaining some of the computer programs used to operate Goldman's high-frequency trading system. [read post]
16 Jun 2011, 2:11 pm
The members of COGO’s organizations rely very heavily on high-precision Global Positioning System (GPS) receiver equipment to carry out their missions. [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP,… [read post]
18 Apr 2012, 3:59 pm
The man with the name similar to pick-your-Chicago Blackhawks-defensemen from the late '90s had been convicted under various federal statutes, including the Economic Espionage Act when he uploaded source code relating to Goldman's high frequency trading operations. [read post]
27 Aug 2009, 8:55 am
Much trading is done by high-frequency traders, who electronically scan markets for opportunities and make rapid-fire buys and sells to lock in gains. [read post]
18 Mar 2021, 8:09 am
Referencing an exhibit attached to his extensive written remarks, Kelleher said that the business model employed by Robinhood involving payment for order guarantees that retail traders will receive the worst execution for their trades, while high frequency traders will receive the best. [read post]
